Ria Operations Console
Hartwell & Associates
Live  Boston, MA
Jun 5, 2026  20:23 EST  v1.0
Session: Normal
Market Monitor
Real-time market intelligence
Active
S&P 500 · NASDAQ · Russell 2000 · US10Y · DXY
Flagged volatility spike — VIX moved +12.3% in 18 min. Alerting portfolio managers.
Runs 5m
Checks today 847
Alerts fired 7
Tax Optimizer
Tax-loss harvesting & strategy
Active
80 accounts · 12 flagged for harvest
Identified 12 harvest candidates. Est. avg savings: $12,400/client if executed.
Harvest opps 12
Scans/day 4
Avg savings 23%
Client Reporter
Automated reporting & statements
Active
80 client accounts · June cycle in progress
14 reports delivered today. 65 pending — next batch ETA 06:00 EST.
Delivered today 14
Pending 65
Avg cycle 4h
Compliance Guardian
Rule monitoring & breach detection
Active
SEC 408 · FINRA 2231 · State regs · AML watch
All systems nominal — 0 violations in last 30 days. Last audit: clean.
Rules watched 47
Violations 0
Alerts 30d 0
Portfolio Performance
Benchmark: S&P 500
Portfolio 1D 1W MTD YTD 1Y
Total Book +0.48% +1.23% +2.87% +8.41% +14.23%
Conservative (A) +0.18% +0.54% +1.12% +4.67% +8.94%
Balanced (B) +0.44% +1.18% +2.61% +7.83% +12.41%
Growth (C) +0.82% +2.04% +4.55% +13.28% +19.77%
S&P 500 +0.31% +0.89% +2.14% +7.63% +13.58%
Firm Overview
AUM as of 20:23
Assets Under Mgmt $51.2M +4.3% MTD
YTD Return +8.41% +78bps vs benchmark
Active Clients 80 Avg account: $640K
Monthly Fee Rev $64.0K Avg 80bp / account
Asset Allocation
US Equities 42%
Intl Equities 28%
Fixed Income 18%
Alternatives 8%
Cash 4%
Recent Activity
20:18 Market Monitor triggered alert — VIX +12% spike
19:45 Tax Optimizer flagged 3 accounts for TLH
18:30 Client Reporter sent 14 statements to clients
17:00 Compliance Guardian — daily scan complete, 0 issues
16:20 Market Monitor flagged sector rotation: Tech → Healthcare
15:00 Client Reporter June cycle started — 80 reports queued